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EPCRA: Section 313

Introduction

This page has been assembled to assist die casters in the preparation of their annual Toxics Release Inventory (TRI) Form R reports. Each year many die casters are required to examine their facility operations and report chemical release information to the USEPA and to state and local agencies. Die casters handle a number of chemicals that are subject to the regulatory requirements of Section 313 of the Emergency Planning and Community Right to Know Act (EPCRA), which includes reporting requirements for the Toxic Chemical Release Inventory (TRI) program.

Toxic release reporting can be a very complex undertaking, depending on the types of manufacturing processes a facility is using. The rules for TRI reporting are voluminous and can be confusing. Also, within the regulatory framework and the guidance and instructions offered by the USEPA, there is a great deal of room for interpretation of a particular rule, definition or statement. Many trade associations and companies have formed their own TRI task forces or work groups just to interpret the regulations as they relate to their individual applications and needs. The USEPA offers assistance in interpreting the rules and applying them, but some of this guidance can be misleading or erroneous. Nevertheless, the USEPA can apply penalties for over-reporting as well as under-reporting TRI emissions data.

The TRI report may be the most important environmental report that die casters prepare each year. The information is these reports is reviewed and used by environmental activists, foreign and domestic competitors and by regulatory agencies. It is important that each die caster prepare the best and most accurate TRI submittal that can be achieved. The purpose of these web page resources is to assist die casters in this purpose.

Eventually, NADCA may present web resources to cover the entire gamut of TRI reporting requirements for die casters. Guidance may be offered in the future for specific die casting operations including dross handling, chip recycling, surface conversion operations, painting, machining operations, waste disposal practices, emissions to air, water, ground water and land, and transfers to off-site locations. 

General Guidance for Reporting Air Emissions from Die Casting Melt Furnaces

This section is designed to assist the die caster in estimating air emissions for this section 5.2 of EPA Form R.

Most aluminum, zinc and magnesium die casters use reverberatory, tilting barrel, electromagnetic induction, crucible and non-crucible furnace designs for melting metal. Air emissions from these various furnace designs varies significantly. 

In addition to furnace design, the metal throughput, residence time, and operating practices also affect the quality of air emissions from melt furnaces. Most die casters operate their furnaces with no air pollution control (APC) equipment; stacks are vented directly to the atmosphere some 15-20 feet above the melt room roofline. Some die casters, however, are required to capture melt furnace emissions and treat them using a bag house, electrostatic precipitator, or other APC equipment. Furnaces that are used to remelt “dirty” or “oily” chips or scrap may have afterburners and more sophisticated APC equipment, and/or may pretreat the metal using a chip dryer or other equipment.

The most recent version of TRI-Me

The materials for Reporting Year 2001 (filed in July 2002) TRI Form Rs are due to EPA each year by July 1

Questions and Answers

Engineering Calculations

Engineering calculations account for nearly two-thirds of the calculations used for TRI report emissions calculations. These calculations can be as simple as assuming that a certain percentage of the melt is lost to the stack, to as complicated as involving thermodynamic equilibrium computations.

The engineering calculations method can include emissions estimates using several different techniques. In this way, the estimator can develop quality control checks on the work being performed. For example, a percentage of melt loss calculation can be compared to the results of a mass balance and to calculations that used emission factors derived from outside sources. The emissions estimator can then produce emissions estimates using the three different techniques and compare the results. The engineer or scientist then makes a judgment as to whether the primary method of estimation is within reasonable limits and has an acceptable degree of accuracy.

Mass Balance

A mass balance can be a good approach for large die casters and was found by the USEPA to be used by 7.9% of SIC 33 facilities. Basically, the mass balance consists of taking the entire amount of metal that is purchased and melted in a year and subtracting the mass of dross and metal recycled off-site that year. The resulting deficit is attributed to air emission melt losses. Most die casting purchasing departments maintain the records needed to prepare a mass balance.

A large plant can develop some good emissions estimates if it has very tight control over the amount of metals purchased and melted and the amount of dross and recyclable metals that leave the plant. The larger volumes used by large die casters should translate to lower error and more accurate emissions estimates. Medium to small die casters can also used the mass balance technique if they have very tight inventory control for the mass of materials being balanced. A mass balance can also serve as a check on other air emissions estimate techniques.

Monitoring Data

Monitoring data is reportedly used by 26.3% of SIC 33 industries and consists of the use of actual stack sampling data under very tightly controlled conditions. The pollutant emissions are actually measured and the rate of emission is related to the rate of metal melting.

Facilities may decide to undertake the development of monitoring data of air emissions for the following reasons:

  • More accurate estimate of specific chemical compounds, elements or criteria pollutants;
  • To verify past emissions estimates;
  • To develop site-specific emissions factors; or
  • Provide supporting data for other emissions estimating techniques.

The collection of monitoring data must be approached very carefully and with a great deal of planning and coordination with manufacturing personnel. Air emissions data is notoriously highly variable (as much as an order of magnitude or more for the same test run) and the testing procedures and sample collection techniques are subject to interference from a large number of factors, not all of which are evident when the testing is in the planning stages or even when the testing is being performed. Triplicate sample runs are the standard when collecting air emissions data. A professional environmental engineering firm or laboratory, experienced in air emissions studies, should be retained to conduct the sampling and data analysis. The data, once collected, may have to be reported to the local air pollution control authority, so full consideration needs to be given to the use and distribution of the data before a decision is made to proceed with the collection of monitoring data.

The general equation for emissions derived from monitoring data is as follows:

Ei = Ci x V [273/(273 + T)]

Where:

Ei = hourly emissions of pollutant i;      (kg)
Ci = concentration of pollutant i;          (kg/m3)
V = stack gas volumetric flow rate;       (m3/hr)
T = gas temperature; and                   (°C)
273 = 273K (0°C)

Most laboratories and engineering firms will calculate the test results in both English and metric formats. It is easier to derive the emissions data using metric terms than using the English, but most reporting requirements in the US, and especially for the TRI reports, requires conversion of the emissions data to English pound units.

Once the specific pollutant emissions rate (Ei in kg or lbs/hr) is determined, the annual pollutant loading can be calculated by multiplying the pollutant emission rate by the number of hours the manufacturing process was in operation.

Emission Factors

The TRI Data Quality Report indicates that emission factors (EF) account for only about 5% of the calculations used in SIC 33 to calculate air emissions for TRI reports. The reason for this is simple: published emission factors that are useful to the SIC 33 industries as a whole are practically non-existent.

The general equation for emission estimation using emission factors is:

E = A x EF x (1-ER/100)

Where:

E = emissions,
A = activity rate,
EF = emission factor, and
ER = overall emission reduction efficiency, %

Emissions estimates are most often structured in this manner:

E, lbs/yr = (A, tons metal melted/year) (EF, lbs pollutant emitted/ton metal melted) (1-ER/100)
E = lbs/yr pollutant emitted

The term ER or (1-ER/100) is a null term when the melt furnace stack is not equipped with APC. The emission reduction efficiency (ER) depends, of course, on the type of APC installed and can range from 50% for a plain bag house up to 90% for more sophisticated APC configurations. The term (1-ER/100) is expressed as a decimal fraction when used in the equation, i.e. 0.5, 0.9, etc.

The 1996 TRI Data Quality Report documents that, for the facilities surveyed, 100% of the stack emission factors derived by SIC 33 facilities were developed by the facilities themselves: no emission factor data was provided by the USEPA, trade associations or from any other source.

Emission factors are most accurately derived from monitoring data but they can be derived from engineering calculations, mass balances and/or from emissions studies that have been conducted on similar melting operations.

Example Calculations for Melt Furnace Stack Emissions

The information presented in these pages is for guidance purposes only. Each facility must determine for itself what values to report on the TRI forms. Each facility is employing equipment, processes and operational controls peculiar to its own reason, each facility has to determine for itself the best and most accurate methods of collecting, calculating and reporting data for its TRI report. The reader must note that there are many ways of calculating air emissions and there is no absolutely correct way that applies to every facility. If a facility is using an alternate procedure or technique it may be just as valid as the one presented below.

The following is an example TRI emissions calculation for melt furnace stack emission metals released from a large die caster melting approximately 60,000,000 lbs of aluminum alloy annually. This example facility uses large MPH reverberatory melt furnaces and medium sized Lindbergh tilting barrel melt furnaces to melt aluminum alloy A 380.1.

This example is for an aluminum die casting facility. The same calculations can be directly translated for magnesium and zinc alloy die casting.

Range of Emission Factors:

Overall emission rates for an individual facility is entirely site specific and is dependent on type of melt furnaces in use, residence time, metal throughput, alloys being used, flux method, runaround quality and quantity, use of oily chips or scrap, and other factors.

However, most well operated melt furnaces melting relatively clean alloys of aluminum, magnesium and zinc should have primary metal (AL, MG or ZN) emission rates in the 0.8 to 7.8 lb/ton of metal melted for uncontrolled emissions (no APC installed); and 1 to 1.6 lb/ton of metal melted for controlled emissions.

The die caster in our example has an aggregate emissions rate of 3.6 lbs aluminum/ton of metal melted. This equates to a melt loss for air emissions of 0.18% of annual metal melt. Air emissions melt loss percentages ranging from 0.04 to 0.4 % are possible.

Example Calculation:

A die caster melts and pours 60,000,000 lbs of aluminum alloyA380.1 annually. An aggregate emission factor from all the melt furnaces of 3.6 lb aluminum/ton of metal melted has been established.

Step 1: Determine the annual tons of metal melted

60,000,000 lbs Al melted/2,000 lbs/ton = 30,000 tons AL-alloy/yr

Step 2: Determine the annual emissions of aluminum alloy

 30,000 tons Al/yr x 3.6 lbs Al/ton = 108,000 lbs Al-alloy emitted/yr

Step 3: Determine toxic chemical (defined by EPCRA) content by alloy fractions

Aluminum, copper, zinc, nickel, manganese, lead and chromium have been listed as SARA 313 toxic chemicals and these elements may be present in greater than “de minimus” concentrations for a given alloy. If an alloy contains greater than the “de minimus” amounts (see Table II in the TRI reporting form and instructions manual for this year), then calculations are needed to determine the amount of melt furnace stack emissions.

Caution! The de minimus rules are complex and confusing. Please read them carefully and acquire accurate information on the toxic chemical content of the alloy being melted.

List of Toxic Chemicals for Alloy A380.1
Toxic Chemical De minimus 
level, %
Alloy %, 
max
Report/Comment
Aluminum
(fume or dust)
1.0 0 No, no fume or dust in air emission.
Zinc (fume or dust) 1.0 2.9 as metal Zinc oxide is reported as fume by some die casters.

No dust in air emission.

Nickel 0.1 0.5 Yes, exceeds de minimus.
Manganese 1.0 0.5 No, under de minimus.
Lead* 0.1 TR No, under de minimus.
Chromium 1.0 TR No, under de minimus.
Coper 1.0 3.0-4.0 Yes, exceeds de minimus.
* For 2001 reporting the PBT rule prevails and lead will have to be reported by some die casters. The de minimus exclusion does not apply to PBT chemicals, including lead.

NOTE! This table is for aluminum alloy A380.1 ONLY! Other alloys use “toxic” chemicals that are greater and lower than the de minimus levels and each alloy and its “toxic” chemical component should be carefully evaluated.

Step 4: Calculate toxic chemical emission rates:

This step assumes that the alloy component is present in the melt furnace emission in the same concentration as the original alloy. This is true enough for the purpose of producing an estimate of air emissions for Form R reporting.

Aluminum = 108,000 lbs/yr (none of which is fume or dust). This value is needed to estimate the alloy fractions being emitted from the melt stack. There are actually no aluminum fume or dust emissions from melt furnace operations at die casting facilities. See the fume or dust discussion subsequently presented for more information. Aluminum dust may  need to be reported for other process or waste streams, dross for example.

Zinc (fume, if reported)= 108,000 lbs Al/yr x 0.029 lb Zn/lb Al = 313 lbs/yr.

Alloy A380.1 contains a maximum of 2.9% zinc metal dissolved in the aluminum. When the melt vapor leaves the molten bath and rises to the stack the zinc may be present as fume. Die casters differ as to whether zinc oxide constitutes zinc fume.

Nickel = 108,000 lbs Al/yr x 0.005 lb Ni/lb Al = 540 lbs/yr

Copper = 108,000 lbs Al/yr x 0.04 lb Cu/lb Al = 4,320 lbs/yr

Aluminum (fume or dust) — What Do I Report?

The USEPA states that it does not have “a regulatory definition of fume or dust” but it has published technical definitions in several publications. This has led to confusion and multiple interpretations of what constitutes a fume or dust in die casting and other industries.

Aluminum and zinc emissions are reportable only if they are “fume or dust” emissions. Die casters must be cautioned in their reporting of these chemicals, as a number of them report aluminum fume or dust as emissions from melt furnaces. Some die casters have reported emissions of aluminum fume of up to 100,000 lbs/yr. In reality, no fume (as defined in the EPCRA guidance documents and interpreted by many die casters) is being emitted from melt furnaces.

Several companies in the aluminum production and casting industries have worked with the USEPA to clarify the definition of aluminum fume. Some companies take the position that no aluminum fume is produced from melt furnaces, or any other die casting operation.

When melted, a portion of aluminum is converted to the vapor phase. Aluminum atoms in the vapor form are immediately oxidized before they can condense into a fume: the aluminum immediately forms aluminum oxide. Aluminum oxide is emitted from the stacks of melt furnaces and other equipment.

SARA 313 only requires the reporting of fibrous forms of aluminum oxide. The term “fibrous forms of aluminum oxide” refers to a “man-made form of aluminum oxide that is processed to produce strands of filaments which can be cut to various lengths depending on the application.” Aluminum die casters do not produce or emit fibrous forms of aluminum and no reporting requirement for aluminum oxide exists for die casters. Under these conditions, no aluminum “fume” is reported as being generated or released.

Other companies, taking guidance from the 1988 EPCRA Question and Answers publication, question 401, say that aluminum fumes are momentarily generated and must be accounted for in the reporting process. However, the aluminum fumes are converted to non-fibrous aluminum oxide so the amount of aluminum fume reported, by these companies, as released to the environment is zero.

If your company takes the position that no aluminum fumes are ever produced, then EPA advises that you use your best readily available information, carefully document your assumptions, and maintain records in accordance with EPCRA record keeping requirements. As of this writing, major corporations are performing their SARA 313 reporting requirements using either of the two approaches described above.

EMSI has worked with ALCOA and consulted with GM and other major corporations on this issue. We concur with ALCOA and GM and advise our clients to not report melt furnace emissions as containing any aluminum fume. Aluminum emissions from melt furnace are non-fibrous aluminum oxides, not fume as defined by the USEPA.

New Lead (Pb) Reporting Requirement

The USEPA has lowered the reporting quantity for lead from 1,000 lbs/yr to 100 lbs. July 1, 2002 will be the first reporting year for the new lead standard. Many die casters will not have to be concerned about this reporting requirement. Large die casters and lead casters will need to determine the lead content of their emissions and respond accordingly.

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